Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-04167 | 06/19/2014 | Claimant(s): Bruce Wasserman, Bruce D. Wasserman OMD., Bruce D. Wasserman IRA Claimant Lawyers(s): Laurie J. Butler Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tom Barnett Arbitrator(s): Robert C. Albini, Terry Lynn Chambless, Carole Helfert Aragon Hearing Site: Los Angeles, CA |  | $0 |
| 07-02952 | 12/06/2007 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Brian I. Hays Respondent(s): Thomas Vance Respondent Lawyers(s): Thomas K. Vance Arbitrator(s): Laurie J. Butler Hearing Site: Los Angeles, CA | ||
| 07-00804 | 11/02/2007 | Claimant(s): Scottrade. Claimant Lawyers(s): Thomas L. Azar Respondent(s): Andy Nguyen Respondent Lawyers(s): Andy Nguyen Arbitrator(s): Laurie J. Butler Hearing Site: Los Angeles, CA | | $0 |