Potomac Analytics' Logo

FINRA Awards for Thomas K. Vance

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0295212/06/2007Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Brian I. Hays
Respondent(s): Thomas Vance
Respondent Lawyers(s): Thomas K. Vance
Arbitrator(s): Laurie J. Butler
Hearing Site: Los Angeles, CA

1 Results

Display: