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FINRA Awards for Thomas Vance

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0295212/06/2007Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Brian I. Hays
Respondent(s): Thomas Vance
Respondent Lawyers(s): Thomas K. Vance
Arbitrator(s): Laurie J. Butler
Hearing Site: Los Angeles, CA

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