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FINRA Awards for David B. Vermont

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0183604/17/2024Claimant(s): Bula Land Trucking LLC C/O Eugene Bula
Claimant Lawyers(s): David B. Vermont
Respondent(s): Stephen Marek, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Mark A. Frankel, Mark Richard Cummisford, Nathaniel Cade
Hearing Site: Milwaukee, WI
Checkmark Icon$0
21-0088906/28/2022Claimant(s): Daniel Prielipp
Claimant Lawyers(s): David B. Vermont
Respondent(s): Cassandra Woodward, Liberty Partners Financial Services
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Kenneth J. Safran, O'Neal Oliver Wright, Crescenzo Christopher Scotto DiVetta
Hearing Site: Detroit, MI
Checkmark IconDismissed by Rule 12206
21-0012702/02/2022Claimant(s): Benjamin Bassi
Claimant Lawyers(s): David B. Vermont
Respondent(s): William Bradley
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): John J. Mager
Hearing Site: Manchester, NH
Checkmark Icon$0
21-0047911/10/2021Claimant(s): Sarah J. Basler and Donald Basler, TTEE
Claimant Lawyers(s): David B. Vermont
Respondent(s): Gerald Mars, Hemant Kathuria, Peter Schiff, William Mcbean, A.G.P. / Alliance Global Partners, Euro Pacific Capital.
Respondent Lawyers(s): Kurt T. Kalberer
Arbitrator(s): Stuart K. Furman, Kenneth R. Starr, Harvey R. Linder
Hearing Site: Columbia, SC
Checkmark IconExpungement
20-0280409/24/2021Claimant(s): Jon and Christine Sipe JTWROS
Claimant Lawyers(s): David B. Vermont
Respondent(s): Anastasios Belesis, Nathalo Menendez
Respondent Lawyers(s): Anastasios P. Belesis, Nathalo Ian Menendez
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
Checkmark Icon$0

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