13-03605 | 07/07/2017 | Claimant(s): Gregory Cohen Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Baris Dincer, Daniel Mendoza, Francine Lanaia, Joseph Amato, RBC Capital Markets LLC, Alexander Capital, L.P. Respondent Lawyers(s): Baris Dincer, Daniel Manuel Mendoza, Francine Ann Lanaia, Frank J. Cuccio, Scott Holcomb Arbitrator(s): William E. Nuckel, Christine Moore, Mary Julia O'Connell Hearing Site: New York, NY
| | $0 |
14-01452 | 03/30/2015 | Claimant(s): Saundra Armstrong Claimant Lawyers(s): Thomas M. Campbell Respondent(s): Robert Colangelo, Brookview Capital LLC Respondent Lawyers(s): Howard Schragin Arbitrator(s): Christine Moore, Antonio Concepcion, Kevin P. Feerick Hearing Site: New York, NY
| | |
13-02990 | 02/25/2015 | Claimant(s): Belgica Vidal Claimant Lawyers(s): Brittany Weiner Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Rebecca A. Novak, Doris Lindbergh, Christine Moore Hearing Site: New York, NY
| | |
13-03497 | 06/30/2014 | Claimant(s): Stephen Petrucelli Claimant Lawyers(s): Stephen G. Petrucelli Respondent(s): Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Christine Moore Hearing Site: Albany, NY
| | $163 |
13-02972 | 06/16/2014 | Claimant(s): Nathan Batalion Claimant Lawyers(s): Edward W. Vioni Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Christine Moore Hearing Site: Albany, NY
| | Expungement |
13-02696 | 05/14/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Sean G. Duffy Respondent(s): John Wessels Respondent Lawyers(s): John Wessels Arbitrator(s): Christine Moore Hearing Site: New York, NY
| | |
13-01043 | 10/14/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Beth Delaney Respondent(s): Montague Henry Respondent Lawyers(s): Montague Stephan Henry Arbitrator(s): Christine Moore Hearing Site: New York, NY
| | |
13-00660 | 08/20/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Alexander J. Nassar Respondent(s): Michael Turnyanszki Respondent Lawyers(s): Michael J Turnyanszki Arbitrator(s): Christine Moore, Moshe Cohen Hearing Site: Albany, NY
| | |
11-00119 | 05/08/2013 | Claimant(s): Jason Roth Claimant Lawyers(s): David Marek Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Cliff Fonstein Arbitrator(s): Romaine L. Gardner, Stewart E. Winner, Christine Moore Hearing Site: New York, NY
| | |
11-04079 | 12/06/2012 | Claimant(s): Lea Slote Claimant Lawyers(s): Lea Slote Respondent(s): Bruce Glassberg, Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Sandra J. Mullings, Ira S. Cure, Christine Moore Hearing Site: New York, NY
| | $0 |