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FINRA Awards for Christine Moore

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Displaying 10 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0360507/07/2017Claimant(s): Gregory Cohen
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Baris Dincer, Daniel Mendoza, Francine Lanaia, Joseph Amato, RBC Capital Markets LLC, Alexander Capital, L.P.
Respondent Lawyers(s): Baris Dincer, Daniel Manuel Mendoza, Francine Ann Lanaia, Frank J. Cuccio, Scott Holcomb
Arbitrator(s): William E. Nuckel, Christine Moore, Mary Julia O'Connell
Hearing Site: New York, NY
Checkmark Icon$0
14-0145203/30/2015Claimant(s): Saundra Armstrong
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Robert Colangelo, Brookview Capital LLC
Respondent Lawyers(s): Howard Schragin
Arbitrator(s): Christine Moore, Antonio Concepcion, Kevin P. Feerick
Hearing Site: New York, NY
13-0299002/25/2015Claimant(s): Belgica Vidal
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Rebecca A. Novak, Doris Lindbergh, Christine Moore
Hearing Site: New York, NY
13-0349706/30/2014Claimant(s): Stephen Petrucelli
Claimant Lawyers(s): Stephen G. Petrucelli
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Christine Moore
Hearing Site: Albany, NY
Checkmark Icon$163
13-0297206/16/2014Claimant(s): Nathan Batalion
Claimant Lawyers(s): Edward W. Vioni
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Christine Moore
Hearing Site: Albany, NY
Checkmark IconExpungement
13-0269605/14/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): John Wessels
Respondent Lawyers(s): John Wessels
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
13-0104310/14/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Montague Henry
Respondent Lawyers(s): Montague Stephan Henry
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
13-0066008/20/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Alexander J. Nassar
Respondent(s): Michael Turnyanszki
Respondent Lawyers(s): Michael J Turnyanszki
Arbitrator(s): Christine Moore, Moshe Cohen
Hearing Site: Albany, NY
11-0011905/08/2013Claimant(s): Jason Roth
Claimant Lawyers(s): David Marek
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Romaine L. Gardner, Stewart E. Winner, Christine Moore
Hearing Site: New York, NY
11-0407912/06/2012Claimant(s): Lea Slote
Claimant Lawyers(s): Lea Slote
Respondent(s): Bruce Glassberg, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Sandra J. Mullings, Ira S. Cure, Christine Moore
Hearing Site: New York, NY
Checkmark Icon$0

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