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FINRA Awards for Cliff Fonstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0013409/09/2019Claimant(s): Constantine Demopoulos, Michael Fontaine
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Deutsche Bank Securities., Deutsche Bank AG
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Ted M. Rosen, Mary Ellen Burns, Philip Rachmelowitz
Hearing Site: New York, NY
11-0011905/08/2013Claimant(s): Jason Roth
Claimant Lawyers(s): David Marek
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Romaine L. Gardner, Stewart E. Winner, Christine Moore
Hearing Site: New York, NY
10-0241305/09/2012Claimant(s): Mark Berry
Claimant Lawyers(s): Jenice L Malecki
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Judith C. Greene, Andrew J. Gerber, Martin Deignan Dehler
Hearing Site: New York, NY

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