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FINRA Awards for Jeffrey Liddle

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0423604/07/2020Claimant(s): Kenneth Glick
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): Linda J. Baer, Jay Alan Kranis, John Joseph DeLorenzo
Hearing Site: Newark, NJ
11-0013409/09/2019Claimant(s): Constantine Demopoulos, Michael Fontaine
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Deutsche Bank Securities., Deutsche Bank AG
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Ted M. Rosen, Mary Ellen Burns, Philip Rachmelowitz
Hearing Site: New York, NY
11-0354505/08/2013Claimant(s): Martin Teevan
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Joanne Seltzer
Arbitrator(s): Jill I. Gross, Denise N. Seegobin, Nino Armienti
Hearing Site: New York, NY
02-0384802/05/2008Claimant(s): Chaim Levin
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): GFI Securities, GFINET Inc., Inter-Dealer Brokers, Jersey Partners.
Respondent Lawyers(s): Barry Asen
Arbitrator(s): Louis H. Miron, John A. Astorina, Alan Shaw
Hearing Site: New York, NY

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