| 18-04236 | 04/07/2020 | Claimant(s): Kenneth Glick
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): Linda J. Baer, Jay Alan Kranis, John Joseph DeLorenzo
Hearing Site: Newark, NJ
| | |
| 18-01455 | 08/14/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Travis R. Chapin
Respondent(s): Jorge Sarria
Respondent Lawyers(s): Jorge J. Sarria
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
| | |
| 13-03392 | 02/06/2015 | Claimant(s): Hans Taulien, Irene Taulien
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): G. Marshall Abbey
Hearing Site: Chicago, IL
|  | Expungement |
| 13-03243 | 01/28/2015 | Claimant(s): Lynette Anderson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
| | Expungement |
| 11-02837 | 04/15/2014 | Claimant(s): Michele Jarrett, Sherri Jonas-Lazin, Sheila Jonas as TOD Beneficiary
Claimant Lawyers(s): Jahan K Manasseh
Respondent(s): Wells Fargo Advisors, Morgan Stanley
Respondent Lawyers(s): Kathy M. Klock, Travis R. Chapin
Arbitrator(s): Barth Satuloff, Mark I. Roth, Judith Kelner Chu
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-01608 | 06/19/2013 | Claimant(s): Miguel Moreno
Claimant Lawyers(s): Heriberto A. Cabrera
Respondent(s): Citigroup Global Markets., Winston Chung
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): Vicki Z. Holleman, Biagio A. Civale, Lowell D. Johnston
Hearing Site: New York, NY
| | $0 |
