| 22-02290 | 06/02/2023 | Claimant(s): Scott Fessler
Claimant Lawyers(s): Scott Darren Fessler
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Vicki Z. Holleman, Karen Isabel Bedrosian - Richardson, Miriam Goode
Hearing Site: New York, NY
| | |
| 17-02431 | 05/02/2019 | Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): David A. Paul
Respondent(s): Ilan Adika
Respondent Lawyers(s): Jane Albertson
Arbitrator(s): Vicki Z. Holleman, Robert L. Nisely, Ronald Harris Kisner
Hearing Site: New York, NY
| | |
| 18-01406 | 02/20/2019 | Claimant(s): Angel Colon
Claimant Lawyers(s): Peter Munro
Respondent(s): Synergy Investment Group
Respondent Lawyers(s): Jeffrey D. Jones
Arbitrator(s): Vicki Z. Holleman, Anthony Michael Sabino, Elise I. Strauss
Hearing Site: New York, NY
| | |
| 13-00458 | 04/04/2014 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Ted Poretz
Respondent(s): Kamil Blaszczak, Full Spectrum Funding LLC
Respondent Lawyers(s): John A. Dalley
Arbitrator(s): Vicki Z. Holleman, Robert S. Getman, Barbara Antonello Mentz
Hearing Site: New York, NY
|  | $0 |
| 11-01608 | 06/19/2013 | Claimant(s): Miguel Moreno
Claimant Lawyers(s): Heriberto A. Cabrera
Respondent(s): Citigroup Global Markets., Winston Chung
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): Vicki Z. Holleman, Biagio A. Civale, Lowell D. Johnston
Hearing Site: New York, NY
| | $0 |
| 10-04129 | 09/20/2011 | Claimant(s): Nua Shala, ARI International., ORA Business Services.
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Silva
Respondent Lawyers(s): Matthew C. Applebaum, Robert Scott Silva
Arbitrator(s): Vicki Z. Holleman, Judith Fields Jurney, Lincoln W. Craighead
Hearing Site: New York, NY
| | $0 |
| 09-01700 | 08/18/2011 | Claimant(s): Gus Sekas
Claimant Lawyers(s): Gus Sekas
Respondent(s): George Legakis, J. P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jonathan Kurta
Arbitrator(s): Vicki Z. Holleman, Peter A. Goldman, Mary Noe
Hearing Site: New York, NY
| | $0 |
| 09-05060 | 11/04/2010 | Claimant(s): Syed Haider
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Vicki Z. Holleman, Michael E. Olney, Paul R. Walsh
Hearing Site: New York, NY
| | |
| 09-02568 | 02/09/2010 | Claimant(s): Jatin Suryawanshi, Partha Sarkar, Sanjay Girdhar
Claimant Lawyers(s): Lance J. Gotko
Respondent(s): UBS Securities LLC, UBS AG
Respondent Lawyers(s): Claire L. Huene
Arbitrator(s): Vicki Z. Holleman, Dorothy E. Morris, Gerald Guttman
Hearing Site: New York, NY
| | |
| 09-01094 | 01/19/2010 | Claimant(s): Fredi Queen
Claimant Lawyers(s): David H. Ledgin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Vicki Z. Holleman, Michael F. Fitzgerald, Alvin Green
Hearing Site: New York, NY
| | $0 |
