Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01585 | 04/08/2022 | Claimant(s): Nicolas Lumermann Claimant Lawyers(s): Lance J. Gotko Respondent(s): Morgan Stanley, Victor Tsutsumi, Morgan Stanley Smith Barney Financing Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Alan Wills Borst, Harvey E. Benjamin, John Warner Lowe Hearing Site: New York, NY | ||
| 09-01920 | 07/02/2010 | Claimant(s): Mark Patterson Claimant Lawyers(s): Lance J. Gotko Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): James M. Baumann, Rick F. Suppa, Dwight Wassong Hearing Site: Newark, NJ | ||
| 09-02568 | 02/09/2010 | Claimant(s): Jatin Suryawanshi, Partha Sarkar, Sanjay Girdhar Claimant Lawyers(s): Lance J. Gotko Respondent(s): UBS Securities LLC, UBS AG Respondent Lawyers(s): Claire L. Huene Arbitrator(s): Vicki Z. Holleman, Dorothy E. Morris, Gerald Guttman Hearing Site: New York, NY |