| 23-03027 | 05/24/2024 | Claimant(s): Scott Rosenberg
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Harvey E. Benjamin
Hearing Site: New York, NY
| | |
| 22-00837 | 03/20/2024 | Claimant(s): Ryan Nelson
Claimant Lawyers(s): Neil S. Binder
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Kenneth J. Kelly
Arbitrator(s): Joan Maxine Secofsky, Emily M. Altman, Harvey E. Benjamin
Hearing Site: New York, NY
| | |
| 23-00773 | 11/09/2023 | Claimant(s): Peter Lenane
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Larry A. Kimmel, Matthew Fenster, Harvey E. Benjamin
Hearing Site: New York, NY
| | |
| 19-01303 | 09/19/2022 | Claimant(s): Jonathan Harber
Claimant Lawyers(s): Alan Rosca
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Susan Manca, Harvey E. Benjamin, Mitchell H Rubinstein
Hearing Site: New York, NY
|  | Expungement |
| 19-01585 | 04/08/2022 | Claimant(s): Nicolas Lumermann
Claimant Lawyers(s): Lance J. Gotko
Respondent(s): Morgan Stanley, Victor Tsutsumi, Morgan Stanley Smith Barney Financing
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Alan Wills Borst, Harvey E. Benjamin, John Warner Lowe
Hearing Site: New York, NY
| | |
| 19-02184 | 11/22/2021 | Claimant(s): Christopher Landon
Claimant Lawyers(s): Kevin Thomas Hoffman
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Peter E. Gillespie, Harvey E. Benjamin, Judith C. Aarons
Hearing Site: New York, NY
| | |
| 17-00801 | 04/16/2019 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Bradley Fishman
Respondent(s): Jordan Berlin
Respondent Lawyers(s): Christopher D. Warren
Arbitrator(s): Anna Lascar, Steven Gary Leventhal, Harvey E. Benjamin
Hearing Site: New York, NY
| | |
| 17-01216 | 03/08/2018 | Claimant(s): The Daniel Rosenberg Testamentary Trust
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sylvia Lanka-Barone
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): John Michael Richardson, A. Rene Hollyer, Harvey E. Benjamin
Hearing Site: New York, NY
| | $0 |
| 17-00492 | 02/16/2018 | Claimant(s): Estate of Marianna Antoniou
Claimant Lawyers(s): John M O'Connor
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Clarence Smith, Sam Antar, Harvey E. Benjamin
Hearing Site: New York, NY
| | $0 |
