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FINRA Awards for Kevin Thomas Hoffman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0218411/22/2021Claimant(s): Christopher Landon
Claimant Lawyers(s): Kevin Thomas Hoffman
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Peter E. Gillespie, Harvey E. Benjamin, Judith C. Aarons
Hearing Site: New York, NY
08-0255802/03/2009Claimant(s): Maxim Group LLC
Claimant Lawyers(s): James E. Siegel
Respondent(s): Steven Ferchak
Respondent Lawyers(s): Steven Joseph Ferchak
Arbitrator(s): Kevin Thomas Hoffman
Hearing Site: New York, NY
07-0359310/23/2008Claimant(s): Thomas Holmes
Claimant Lawyers(s): Kevin Thomas Hoffman
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Andrew C. Curley
Arbitrator(s): Philip S. Cottone, Sean M. Sweeney, L. Martin Miller
Hearing Site: Philadelphia, PA

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