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FINRA Awards for Sean M. Sweeney

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0070008/24/2022Claimant(s): Randie Rowell
Claimant Lawyers(s): Sean Sweeney
Respondent(s): NTB Financial Corporation
Respondent Lawyers(s): Frank W. Visciano
Arbitrator(s): Michael F. Jordan
Hearing Site: Milwaukee, WI
Checkmark Icon$27,034
16-0037504/01/2016Claimant(s): William Peel
Claimant Lawyers(s): Sean Sweeney
Respondent(s): Todd Shanholtzer
Respondent Lawyers(s): Todd Alan Shanholtzer
Arbitrator(s): David E. Jarvis
Hearing Site: Milwaukee, WI
Checkmark Icon$0
14-0094503/06/2015Claimant(s): William Jordan
Claimant Lawyers(s): Mary Kay Brown
Respondent(s): Sean Sweeney, Kildare Capital.
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): John J. Jordan, Robin David Bleecher, Buzz Adelman
Hearing Site: Philadelphia, PA
07-0359310/23/2008Claimant(s): Thomas Holmes
Claimant Lawyers(s): Kevin Thomas Hoffman
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Andrew C. Curley
Arbitrator(s): Philip S. Cottone, Sean M. Sweeney, L. Martin Miller
Hearing Site: Philadelphia, PA
07-0326909/12/2008Claimant(s): Beatrice Kershenblatt
Claimant Lawyers(s): Beatrice B. Kershenblatt
Respondent(s): David Karp, A.G. Edwards & Sons.
Respondent Lawyers(s): David Butler
Arbitrator(s): Joseph R. Lally, Sean M. Sweeney, Allen M. Kerpan
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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