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FINRA Awards for William Jordan

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0091102/15/2019Claimant(s): William Jordan, WNJ Capital
Claimant Lawyers(s): Scott E. Diamond
Respondent(s): David Joyce
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Rafael A. Porrata-Doria, Peter George Erdely, John Chidester Heywood
Hearing Site: Philadelphia, PA
14-0094503/06/2015Claimant(s): William Jordan
Claimant Lawyers(s): Mary Kay Brown
Respondent(s): Sean Sweeney, Kildare Capital.
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): John J. Jordan, Robin David Bleecher, Buzz Adelman
Hearing Site: Philadelphia, PA
06-0162203/17/2008Claimant(s): William Jordan
Claimant Lawyers(s): Mary Kay Brown
Respondent(s): Gregory Serras, Vanguard Capital
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Edward T. Borer, Robert I. Rabinowitz, Antonio Albano
Hearing Site: Philadelphia, PA

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