| 20-03674 | 09/22/2022 | Claimant(s): Richard Dawalt
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Stone Capital L.L.C.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Rafael A. Porrata-Doria, Fred W. Miller, Stephen J. Scherf
Hearing Site: Philadelphia, PA
|  | $75,000 |
| 20-01743 | 12/10/2020 | Claimant(s): Bryan Andersen
Claimant Lawyers(s): Bryan C. Andersen
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg Scanlon
Arbitrator(s): Rafael A. Porrata-Doria
Hearing Site: Philadelphia, PA
| | $38 |
| 18-00911 | 02/15/2019 | Claimant(s): William Jordan, WNJ Capital
Claimant Lawyers(s): Scott E. Diamond
Respondent(s): David Joyce
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Rafael A. Porrata-Doria, Peter George Erdely, John Chidester Heywood
Hearing Site: Philadelphia, PA
| | |
| 17-00072 | 10/04/2017 | Claimant(s): John Lane
Claimant Lawyers(s): Eric C. Milby
Respondent(s): Bedminster Financial Group, Limited
Respondent Lawyers(s): Robert Martin Vanpelt
Arbitrator(s): Rafael A. Porrata-Doria
Hearing Site: Philadelphia, PA
| | |
| 16-02190 | 03/29/2017 | Claimant(s): Randy Mims, IRA
Claimant Lawyers(s): Randy Mims
Respondent(s): Gregory Kuhn
Respondent Lawyers(s): Joel Davidson
Arbitrator(s): Rafael A. Porrata-Doria, Kathleen K. Murphy, Leo J. Karwejna
Hearing Site: Philadelphia, PA
| | $0 |
| 14-00993 | 04/14/2015 | Claimant(s): Daniel Emmer
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Rafael A. Porrata-Doria
Hearing Site: Philadelphia, PA
| | $0 |
| 13-00353 | 11/20/2014 | Claimant(s): Margaret Vasily
Claimant Lawyers(s): Russell S. Burnside
Respondent(s): Alexander Swanson, Horan Capital Management
Respondent Lawyers(s): Brian Carlis, Howard E. Greenberg
Arbitrator(s): Rafael A. Porrata-Doria, Alan J. Blocher, Kevin Joseph O'Malley
Hearing Site: Philadelphia, PA
| | $479,116 |
| 13-03606 | 11/04/2014 | Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Thomas Kelly
Respondent Lawyers(s): Andrew Laird
Arbitrator(s): Rafael A. Porrata-Doria, Fred M. Fleisher, David F. Griesing
Hearing Site: Philadelphia, PA
| | |
| 11-03025 | 12/06/2013 | Claimant(s): James W. Umstead & Betty L. Umstead
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Nations Financial Group.
Respondent Lawyers(s): William T. McCartan
Arbitrator(s): Rafael A. Porrata-Doria, Margaret Mary Crumley, Paul Ribner
Hearing Site: Philadelphia, PA
| | $230,124 |
| 11-03427 | 10/01/2013 | Claimant(s): Norman Hunsinger
Claimant Lawyers(s): John R. Crayton
Respondent(s): Brian Carr
Respondent Lawyers(s): Brian P. Carr
Arbitrator(s): Robert F. Sanville, Rafael A. Porrata-Doria, Shelley J. Michaels
Hearing Site: Philadelphia, PA
| | $294,645 |
