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FINRA Awards for Brian Carlis

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0035311/20/2014Claimant(s): Margaret Vasily
Claimant Lawyers(s): Russell S. Burnside
Respondent(s): Alexander Swanson, Horan Capital Management
Respondent Lawyers(s): Brian Carlis, Howard E. Greenberg
Arbitrator(s): Rafael A. Porrata-Doria, Alan J. Blocher, Kevin Joseph O'Malley
Hearing Site: Philadelphia, PA
Checkmark Icon$479,116

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