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FINRA Awards for Shelley J. Michaels

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0342710/01/2013Claimant(s): Norman Hunsinger
Claimant Lawyers(s): John R. Crayton
Respondent(s): Brian Carr
Respondent Lawyers(s): Brian P. Carr
Arbitrator(s): Robert F. Sanville, Rafael A. Porrata-Doria, Shelley J. Michaels
Hearing Site: Philadelphia, PA
Checkmark Icon$294,645
11-0204106/05/2013Claimant(s): Robert Schadewald, IRA
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Edward F. Koren, Shelley J. Michaels, Mary E. Mabry
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
11-0075412/04/2012Claimant(s): Carole Abom, John Abom
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Patrick R. Mahoney
Arbitrator(s): Elliot B. Platt, Glenn Lloyd Nobel, Shelley J. Michaels
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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