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FINRA Awards for A. Rene Hollyer

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0278106/18/2024Claimant(s): Gary Nuccio, Matthew Nuccio
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): A. Rene Hollyer
Hearing Site: New York, NY
23-0022210/05/2023Claimant(s): Eric Rapczyk
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Matthew Fernandez Konigsberg, A. Rene Hollyer, Andrew Brindle
Hearing Site: New York, NY
20-0094312/02/2020Claimant(s): Elliot Sherer
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Timothy Treble
Arbitrator(s): A. Rene Hollyer
Hearing Site: New York, NY
17-0193004/07/2020Claimant(s): Michael Campbell, Dominick & Dickerman LLC
Claimant Lawyers(s): Edward James Little
Respondent(s): Gary Wunderlich, Wunderlich Securities.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Jill I. Gross, Joel B. Finard, A. Rene Hollyer
Hearing Site: New York, NY
18-0081512/04/2018Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): A. Rene Hollyer
Hearing Site: New York, NY
17-0121603/08/2018Claimant(s): The Daniel Rosenberg Testamentary Trust
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sylvia Lanka-Barone
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): John Michael Richardson, A. Rene Hollyer, Harvey E. Benjamin
Hearing Site: New York, NY
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15-0221703/08/2017Claimant(s): Lynda Chervil
Claimant Lawyers(s): Lynda Chervil
Respondent(s): David Prendergast, Matthew Winter, Vincent Fusco, Wilford Kavanaugh, Allstate Financial Services
Respondent Lawyers(s): J. Scott Humphrey
Arbitrator(s): Sanford S. Stevens, A. Rene Hollyer, Kim Daly Kelly
Hearing Site: New York, NY

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