| 23-00813 | 07/01/2024 | Claimant(s): Kristine Winger Ottomano, Peter Ottomano
Claimant Lawyers(s): William M. Pinzler
Respondent(s): John Barrett, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
|  | $0 |
| 19-03272 | 10/27/2023 | Claimant(s): 1926 Realty LItigation
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Carlos Benitez, Jeffrey Marcus, Jesus Gangi, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Fred S. Pieroni, Cheryl H. Agris, Erica Bunin
Hearing Site: Jersey City, NJ
| | Expungement |
| 15-03059 | 03/01/2019 | Claimant(s): Eyvgenyi Scherban, Ruslan Chtcherban, Yevgen Scherban, Estate of Nadejda Nikitinia, Estate of Yevgenyi A. Scherban
Claimant Lawyers(s): George Lambert
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): David I. Goldblatt, Rochelle Inger, Mark Cuccaro
Hearing Site: New York, NY
| | $0 |
| 17-02104 | 06/26/2018 | Claimant(s): Leslie and Joel Greenberg
Claimant Lawyers(s): Joel M. Greenberg
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Davidson, Merrill Lynch Wealth Management
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Sandra J. Mullings, Michael J. Maran, John J. Vesey
Hearing Site: New York, NY
| | $0 |
| 17-01216 | 03/08/2018 | Claimant(s): The Daniel Rosenberg Testamentary Trust
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sylvia Lanka-Barone
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): John Michael Richardson, A. Rene Hollyer, Harvey E. Benjamin
Hearing Site: New York, NY
| | $0 |
| 17-00492 | 02/16/2018 | Claimant(s): Estate of Marianna Antoniou
Claimant Lawyers(s): John M O'Connor
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Clarence Smith, Sam Antar, Harvey E. Benjamin
Hearing Site: New York, NY
| | $0 |
| 16-02379 | 02/03/2017 | Claimant(s): David Aaron
Claimant Lawyers(s): David J. Aaron
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Kathleen P. Helbig-Hannan, John Nicholas Posch, Michael J Borden
Hearing Site: Cleveland, OH
| | $0 |
| 14-00610 | 10/02/2015 | Claimant(s): Glissette Colon, Raul Aranguren Riesgo
Claimant Lawyers(s): Alfonso Fernandez
Respondent(s): Andres Lewowicz, Juan Herrans, Merrill Lynch Pierce Fenner & Smith Inc., Richard Reiss
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Elena G. Rodriguez, Jonathan H. Parker, Reinaldo Royo
Hearing Site: San Juan, PR
| | Expungement |
| 09-00951 | 02/14/2013 | Claimant(s): Associated Humane Societies.
Claimant Lawyers(s): Colleen Flynn Cyphers
Respondent(s): Bruce Barth, Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Trust Co.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Alan Shaw, Nathan J. Minucci, Mia Scanga
Hearing Site: Newark, NJ
| | $294,480 |
| 10-00637 | 03/09/2012 | Claimant(s): Bristol Investment Fund, Ltd.
Claimant Lawyers(s): Thomas J. Fleming
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Christine Costigan, Lowell D. Johnston, John Franklin Udochi
Hearing Site: New York, NY
| | $0 |
