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FINRA Awards for John M O'Connor

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0049202/16/2018Claimant(s): Estate of Marianna Antoniou
Claimant Lawyers(s): John M O'Connor
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Clarence Smith, Sam Antar, Harvey E. Benjamin
Hearing Site: New York, NY
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