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FINRA Awards for Kim Daly Kelly

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0221703/08/2017Claimant(s): Lynda Chervil
Claimant Lawyers(s): Lynda Chervil
Respondent(s): David Prendergast, Matthew Winter, Vincent Fusco, Wilford Kavanaugh, Allstate Financial Services
Respondent Lawyers(s): J. Scott Humphrey
Arbitrator(s): Sanford S. Stevens, A. Rene Hollyer, Kim Daly Kelly
Hearing Site: New York, NY
15-0085007/14/2016Claimant(s): Julian Stoopler
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael J. McAllister
Arbitrator(s): Arthur M. Handler, Leslie Ruth Nydick, Kim Daly Kelly
Hearing Site: New York, NY

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