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FINRA Awards for Michael J. McAllister

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0085007/14/2016Claimant(s): Julian Stoopler
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael J. McAllister
Arbitrator(s): Arthur M. Handler, Leslie Ruth Nydick, Kim Daly Kelly
Hearing Site: New York, NY
10-0306701/05/2012Claimant(s): Nicole Perry
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael J. McAllister
Arbitrator(s): David S. Billet, John J. Witkowski, Martin H. Jaffe
Hearing Site: New York, NY
Checkmark Icon$6,109,110
07-0351412/14/2009Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael J. McAllister
Respondent(s): Dino Dionne-Tontchev, National Securities Corporation, National Asset Management., Worldwide Wealth Management Inc.
Respondent Lawyers(s): Dino Dionne, Jamie Diaz, Mark Roth
Arbitrator(s): John N. Polakas, Elaine D. Papas, Robert Bartels
Hearing Site: New York, NY

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