| 14-03694 | 06/06/2016 | Claimant(s): Candice Willoughby
Claimant Lawyers(s): Alan L. Sklover
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd Chinn
Arbitrator(s): Michael E. Olney, Richard W. Cutler, Amy Kaplan Eckman
Hearing Site: New York, NY
| | |
| 13-02939 | 03/03/2016 | Claimant(s): Bruce Tuchman, Michelle Tuchman
Claimant Lawyers(s): Eric J. Shames
Respondent(s): Wells Fargo Advisors, Frank Dyer
Respondent Lawyers(s): David Strand
Arbitrator(s): Michael E. Olney, Boyd H. Scheff, Emily Diamond
Hearing Site: New York, NY
|  | $81,132 |
| 13-02724 | 09/09/2014 | Claimant(s): John Griff, Thomas Hughes
Claimant Lawyers(s): Kathleen Peratis, Shirley Lin
Respondent(s): Gleacher & Company Securities., Gleacher & Company.
Respondent Lawyers(s): Jacob Johnson
Arbitrator(s): Michael E. Olney, Joseph B. Russell, Robert S. Getman
Hearing Site: New York, NY
| | |
| 11-00140 | 08/28/2012 | Claimant(s): Donald Adkins
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Michael E. Olney, Gary W. Sherbell, Walter Michael Mathews
Hearing Site: New York, NY
| | |
| 09-06683 | 09/01/2011 | Claimant(s): Thomas Campagna
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Gary Goldberg, Gary Goldberg & Co..
Respondent Lawyers(s): Gary Mark Goldberg
Arbitrator(s): Michael E. Olney, Jill I. Gross, Susan Y. Chin
Hearing Site: New York, NY
| | $0 |
| 10-04510 | 06/28/2011 | Claimant(s): Jonathan Landow
Claimant Lawyers(s): Bernard Nathan
Respondent(s): Wachovia Securities, Wells Fargo Advisors, George Gordon, Walter Anderson
Respondent Lawyers(s): Erin Durba, Walter Randolph Anderson
Arbitrator(s): Michael E. Olney, Marguerite B. Filson, Abigail J. Pessen
Hearing Site: New York, NY
| | $0 |
| 09-01400 | 11/24/2010 | Claimant(s): Kenneth Epstein
Claimant Lawyers(s): Kenneth Robert Epstein
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Michael E. Olney, Barbara J. Glenns, Frank Irizarry
Hearing Site: New York, NY
| | |
| 09-05060 | 11/04/2010 | Claimant(s): Syed Haider
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Vicki Z. Holleman, Michael E. Olney, Paul R. Walsh
Hearing Site: New York, NY
| | |
| 07-00061 | 09/11/2007 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Natalie C. Edie
Respondent(s): Eric Betancourt
Respondent Lawyers(s): Eric Matthew Betancourt
Arbitrator(s): Michael E. Olney
Hearing Site: New York, NY
| | |
