Potomac Analytics' Logo

FINRA Awards for Gary Goldberg & Co..

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0415807/31/2013Claimant(s): Daniel Sciarra
Claimant Lawyers(s): Daniel T. Sciarra
Respondent(s): Amit Chopra, Gary Goldberg & Co..
Respondent Lawyers(s): Thomas Cattani
Arbitrator(s): Romaine L. Gardner
Hearing Site: New York, NY
Checkmark Icon$0
09-0668309/01/2011Claimant(s): Thomas Campagna
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Gary Goldberg, Gary Goldberg & Co..
Respondent Lawyers(s): Gary Mark Goldberg
Arbitrator(s): Michael E. Olney, Jill I. Gross, Susan Y. Chin
Hearing Site: New York, NY
Checkmark Icon$0
09-0197506/23/2011Claimant(s): Gary Goldberg & Co.., Gary Goldberg Planning Services.
Claimant Lawyers(s): Arnold E. Reiter
Respondent(s): Ameriprise Financial Services., Leah Lebovits, Sidney Abramowitz
Respondent Lawyers(s): John Greco, Philip J. Campisi
Arbitrator(s): Michael H. DuBoff, Alfonso G. Figliolia, Abigail J. Pessen
Hearing Site: New York, NY
08-0104808/27/2009Claimant(s): Barbara Myers
Claimant Lawyers(s): Matthew W. Woodruff
Respondent(s): Gary Goldberg, Gary Goldberg & Co..
Respondent Lawyers(s): Gary Goldberg
Arbitrator(s): Edward S. Bradley, Kip C. Lubcke, Brian J. Burstin
Hearing Site: New York, NY
Checkmark Icon$0

4 Results

Display: