Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-03007 | 07/26/2012 | Claimant(s): Linda Baker, Thomas Baker Claimant Lawyers(s): C. Maison Heidelberg, Ginny Y. Kennedy Respondent(s): Wachovia Securities Financial Network, Wachovia Securities Respondent Lawyers(s): David A. Picon, Erin Durba Arbitrator(s): Robert D. Sussin, John E. Ohashi, Randall N. Kirk Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12206 |
| 10-04510 | 06/28/2011 | Claimant(s): Jonathan Landow Claimant Lawyers(s): Bernard Nathan Respondent(s): Wachovia Securities, Wells Fargo Advisors, George Gordon, Walter Anderson Respondent Lawyers(s): Erin Durba, Walter Randolph Anderson Arbitrator(s): Michael E. Olney, Marguerite B. Filson, Abigail J. Pessen Hearing Site: New York, NY | | $0 |