09-00565 | 08/25/2011 | Claimant(s): Jozsef Tasko Claimant Lawyers(s): Ira Scot Meyerowitz Respondent(s): Citigroup Global Markets., Robert Buonanno Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Frank Irizarry, Joan M. Traub, Jacob Scherer Hearing Site: New York, NY
| | $0 |
09-01787 | 03/31/2011 | Claimant(s): Daniel Farash Claimant Lawyers(s): Louis F. Burke Respondent(s): UBS Financial Services Inc., Steven Feit Respondent Lawyers(s): David I. Hantman Arbitrator(s): J. Martin McDonough, Marguerite B. Filson, Frank Irizarry Hearing Site: New York, NY
| | $0 |
09-01400 | 11/24/2010 | Claimant(s): Kenneth Epstein Claimant Lawyers(s): Kenneth Robert Epstein Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Michael E. Olney, Barbara J. Glenns, Frank Irizarry Hearing Site: New York, NY
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09-02129 | 03/31/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Peter Byer Respondent(s): Michael Napolitano Respondent Lawyers(s): J. Christopher Albanese Arbitrator(s): Roger J. Hawke, Frank Irizarry, W. Jeffrey Weinlandt Hearing Site: New York, NY
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09-01156 | 03/12/2010 | Claimant(s): Abraham Soldaner Claimant Lawyers(s): Brian Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David E. Bamberger Arbitrator(s): James J. Fishman, Pamela H. Roderick, Frank Irizarry Hearing Site: New York, NY
| | $0 |
08-02809 | 10/20/2009 | Claimant(s): Isidore Mayrock, General Partner of REI Claimant Lawyers(s): David A. Weintraub Respondent(s): Citigroup Global Markets., Citicorp Investment Services Respondent Lawyers(s): David J. Butler Arbitrator(s): J. Martin McDonough, Frank Irizarry, Bernard A. Friedman Hearing Site: New York, NY
| | $754,000 |
08-00003 | 05/19/2009 | Claimant(s): Irene Ng Claimant Lawyers(s): Anthony M. Abraham Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Scott Clark Respondent Lawyers(s): Julianne L. Peck, Ronald C. Minkoff Arbitrator(s): Lucienne Carasso Bulow, Frank Irizarry, Bruce K. Isenberg Hearing Site: New York, NY
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04-00832 | 10/25/2007 | Claimant(s): Georgette Amato, Joseph Amato, JJR Realty Co. Claimant Lawyers(s): Monica E. De Los Rios Respondent(s): Joseph Berkery, Merrill Lynch Pierce Fenner & Smith Inc., Mike Leber Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Dennis C. Meyerson, Frank Irizarry, Allen D. Unterweiser Hearing Site: New York, NY
| | Stipulated Award and Expungement |
07-01436 | 09/20/2007 | Claimant(s): McGinn Smith & Co.. Claimant Lawyers(s): Joseph B. Carr Respondent(s): Derek Paulsen, Seth Stone Respondent Lawyers(s): Derek Douglas Paulsen, Seth Michael Stone Arbitrator(s): Frank Irizarry Hearing Site: Albany, NY
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