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FINRA Awards for Derek Douglas Paulsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0143609/20/2007Claimant(s): McGinn Smith & Co..
Claimant Lawyers(s): Joseph B. Carr
Respondent(s): Derek Paulsen, Seth Stone
Respondent Lawyers(s): Derek Douglas Paulsen, Seth Michael Stone
Arbitrator(s): Frank Irizarry
Hearing Site: Albany, NY

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