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FINRA Awards for John Griff

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0272409/09/2014Claimant(s): John Griff, Thomas Hughes
Claimant Lawyers(s): Kathleen Peratis, Shirley Lin
Respondent(s): Gleacher & Company Securities., Gleacher & Company.
Respondent Lawyers(s): Jacob Johnson
Arbitrator(s): Michael E. Olney, Joseph B. Russell, Robert S. Getman
Hearing Site: New York, NY
08-0281110/16/2009Claimant(s): John Griff
Claimant Lawyers(s): Daniel A. Pollack
Respondent(s): National Banc Financial., National Bank of Canada Financial, Putnam Lovell NBF Securities.
Respondent Lawyers(s): Lauren Reiter Brody
Arbitrator(s): John B. Sprung, Alan Steven Brodherson, James D. Muir
Hearing Site: New York, NY

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