| 14-00213 | 04/16/2015 | Claimant(s): Philip Lefkowitz
Claimant Lawyers(s): David Hirschberg
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Kevin Leblang
Arbitrator(s): Linda J. Baer, John B. Sprung, Peter Susser
Hearing Site: New York, NY
| | |
| 14-00087 | 03/27/2015 | Claimant(s): Mayank Chamadia
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Partrick W. Shea
Arbitrator(s): Roger M. Deitz, John B. Sprung, Brian John Gallagher
Hearing Site: New York, NY
| | |
| 08-04709 | 05/06/2010 | Claimant(s): Roger Gimbel
Claimant Lawyers(s): Arthur M. Handler
Respondent(s): Stephen Degroat, Jesup & Lamont Securities Corp
Respondent Lawyers(s): Michael Kalmus, Todd Zuckerbrod
Arbitrator(s): Susan C. Lushing, John B. Sprung, James M. Rhodes
Hearing Site: New York, NY
|  | $0 |
| 08-02811 | 10/16/2009 | Claimant(s): John Griff
Claimant Lawyers(s): Daniel A. Pollack
Respondent(s): National Banc Financial., National Bank of Canada Financial, Putnam Lovell NBF Securities.
Respondent Lawyers(s): Lauren Reiter Brody
Arbitrator(s): John B. Sprung, Alan Steven Brodherson, James D. Muir
Hearing Site: New York, NY
| | |
| 08-01829 | 03/30/2009 | Claimant(s): Armodios Papagianakis
Claimant Lawyers(s): Armodios N. Papagianakis
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Russel D. Francisco
Arbitrator(s): John B. Sprung
Hearing Site: New York, NY
| | |
| 06-05246 | 10/17/2008 | Claimant(s): Valentine Pitheckoff
Claimant Lawyers(s): Valentine Pitheckoff
Respondent(s): Louis Liberatore, Great Eastern Securities.
Respondent Lawyers(s): Derick Johnson, Louis Liberatore
Arbitrator(s): Bruce K. Isenberg, John B. Sprung
Hearing Site: New York, NY
| | $90,000 |
