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FINRA Awards for James D. Muir

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0493712/06/2010Claimant(s): Ken Yokel, Robert B. Yokel Charitable Lead Trust, Yokel Charitable Lead Annuity Trust
Claimant Lawyers(s): Hayward Richard Pressman
Respondent(s): David Shelton
Respondent Lawyers(s): David Stanley Shelton
Arbitrator(s): Leona Beane, James D. Muir, Stephen Martin Friedberg
Hearing Site: New York, NY
Checkmark Icon$601,665
08-0281110/16/2009Claimant(s): John Griff
Claimant Lawyers(s): Daniel A. Pollack
Respondent(s): National Banc Financial., National Bank of Canada Financial, Putnam Lovell NBF Securities.
Respondent Lawyers(s): Lauren Reiter Brody
Arbitrator(s): John B. Sprung, Alan Steven Brodherson, James D. Muir
Hearing Site: New York, NY

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