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FINRA Awards for Stephen Martin Friedberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0382308/07/2012Claimant(s): Bruce Zaret
Claimant Lawyers(s): Bruce Zaret
Respondent(s): Aura Financial Services.
Respondent Lawyers(s): John Woodruff
Arbitrator(s): Arnold Wagner, Jeffery A. Hamer, Stephen Martin Friedberg
Hearing Site: New York, NY
09-0493712/06/2010Claimant(s): Ken Yokel, Robert B. Yokel Charitable Lead Trust, Yokel Charitable Lead Annuity Trust
Claimant Lawyers(s): Hayward Richard Pressman
Respondent(s): David Shelton
Respondent Lawyers(s): David Stanley Shelton
Arbitrator(s): Leona Beane, James D. Muir, Stephen Martin Friedberg
Hearing Site: New York, NY
Checkmark Icon$601,665

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