22-02707 | 06/16/2023 | Claimant(s): Diane Civetta Claimant Lawyers(s): Diane Civetta Respondent(s): Anthony Hollenbeck, E*Trade Securities LLC, Michael Evans Respondent Lawyers(s): John Bersin Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY
| | $300 |
22-02016 | 05/08/2023 | Claimant(s): Joseph Fallarino Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Joseph Stone Capital L.L.C., Worden Capital Management LLC Respondent Lawyers(s): Damian Maggio, Jamie J. Worden Arbitrator(s): Thomas M. Amadio, Mary Julia O'Connell, Eric Goldman Hearing Site: New York, NY
| | |
19-02173 | 11/14/2022 | Claimant(s): Daniel Wallace Claimant Lawyers(s): Alan Rosca Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Michael M. Rosensaft Arbitrator(s): Mary Julia O'Connell, David John Reilly, Eric Goldman Hearing Site: New York, NY
| | $0 |
22-00101 | 09/06/2022 | Claimant(s): Joseph Duarte Claimant Lawyers(s): Robert J. Moses Respondent(s): First Republic Securities Company Respondent Lawyers(s): Debra Achkire Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY
| | |
21-02156 | 02/07/2022 | Claimant(s): Michele Misiti Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Rocco Guidicipietro Arbitrator(s): Madelon M. Rosenfeld, Mary Julia O'Connell, Adam M. Kauff Hearing Site: New York, NY
| | |
21-00426 | 10/18/2021 | Claimant(s): Trident Partners Ltd. Claimant Lawyers(s): Eric J. Sussman Respondent(s): Timothy Flynn Respondent Lawyers(s): Timothy Michael Flynn Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY
| | |
21-00893 | 10/07/2021 | Claimant(s): Brian Matthews Claimant Lawyers(s): Brian A. Matthews Respondent(s): Morgan Stanley, Timothy Golier Respondent Lawyers(s): Irisa Chen Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY
| | $300 |
20-03698 | 08/06/2021 | Claimant(s): Tobias Lenza Claimant Lawyers(s): Anthony A. Lenza Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): David S. Richan Arbitrator(s): Mary Julia O'Connell, Hashim Ghadiali, John Warner Lowe Hearing Site: New York, NY
| | $0 |
20-01468 | 05/28/2021 | Claimant(s): Raymond George Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY
| | |
19-01411 | 03/01/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Vince Glenn Respondent Lawyers(s): Kevin T. Duffy Arbitrator(s): John Carl Cirincion, Mary Julia O'Connell, Albert Rizzo Hearing Site: New York, NY
| | |