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FINRA Awards for Michael M. Rosensaft

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0217311/14/2022Claimant(s): Daniel Wallace
Claimant Lawyers(s): Alan Rosca
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael M. Rosensaft
Arbitrator(s): Mary Julia O'Connell, David John Reilly, Eric Goldman
Hearing Site: New York, NY
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