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FINRA Awards for Diane Civetta

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0270706/16/2023Claimant(s): Diane Civetta
Claimant Lawyers(s): Diane Civetta
Respondent(s): Anthony Hollenbeck, E*Trade Securities LLC, Michael Evans
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY
Checkmark Icon$300
22-0270805/10/2023Claimant(s): Diane Civetta
Claimant Lawyers(s): Diane Civetta
Respondent(s): J.P. Morgan Securities, Mark Minkler
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Peter E. Gillespie
Hearing Site: New York, NY
Checkmark Icon$240

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