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FINRA Awards for William E. Nuckel

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Displaying 10 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0005010/26/2022Claimant(s): Deon Jackson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
21-0217606/28/2022Claimant(s): Eesa Ahmad
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
21-0132312/14/2021Claimant(s): Daniel O'Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
21-0112310/08/2021Claimant(s): Michele Misiti
Claimant Lawyers(s): Scott Holcomb
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Ann C. Northern, William E. Nuckel, Allan N. Taffet
Hearing Site: New York, NY
20-0236302/03/2021Claimant(s): Kamesh Nagarajan
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
19-0304506/17/2020Claimant(s): Evan Taub
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
19-0040604/09/2020Claimant(s): Jason Zullin
Claimant Lawyers(s): Martin Murray
Respondent(s): GFI Group., GFI Securities
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): William E. Nuckel, Antony Alexander Hilton, Andrew Daniel Levine
Hearing Site: New York, NY
17-0339707/17/2018Claimant(s): Michael Schiavello
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily A. Hayes, Michael Clements
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
16-0373102/23/2018Claimant(s): Benjamin Morganstein
Claimant Lawyers(s): Jonathan Sack
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey G. Sommers, William E. Nuckel, Lawrence B. Schiffman
Hearing Site: New York, NY
15-0229011/29/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Alex Perico
Respondent Lawyers(s): Alex G. Perico
Arbitrator(s): William E. Nuckel, Sandralin J. Kiss, Biagio A. Civale
Hearing Site: New York, NY

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