| 22-02146 | 05/20/2024 | Claimant(s): The Estate of Adam K. Miller
Claimant Lawyers(s): Kevin Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Edward Baer, William E. Nuckel, Kenneth Paul Williams
Hearing Site: New York, NY
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| 22-00050 | 10/26/2022 | Claimant(s): Deon Jackson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 21-02176 | 06/28/2022 | Claimant(s): Eesa Ahmad
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 21-01323 | 12/14/2021 | Claimant(s): Daniel O'Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 21-01123 | 10/08/2021 | Claimant(s): Michele Misiti
Claimant Lawyers(s): Scott Holcomb
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Ann C. Northern, William E. Nuckel, Allan N. Taffet
Hearing Site: New York, NY
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| 20-02363 | 02/03/2021 | Claimant(s): Kamesh Nagarajan
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 19-03045 | 06/17/2020 | Claimant(s): Evan Taub
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 19-00406 | 04/09/2020 | Claimant(s): Jason Zullin
Claimant Lawyers(s): Martin Murray
Respondent(s): GFI Group., GFI Securities
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): William E. Nuckel, Antony Alexander Hilton, Andrew Daniel Levine
Hearing Site: New York, NY
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| 17-03397 | 07/17/2018 | Claimant(s): Michael Schiavello
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily A. Hayes, Michael Clements
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 16-03731 | 02/23/2018 | Claimant(s): Benjamin Morganstein
Claimant Lawyers(s): Jonathan Sack
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey G. Sommers, William E. Nuckel, Lawrence B. Schiffman
Hearing Site: New York, NY
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