| 23-01344 | 03/08/2024 | Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard L. Sobel, Jason Lowe, Kathleen Kuzmen Malone
Hearing Site: New York, NY
| | |
| 23-00665 | 02/02/2024 | Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Judith E. Gross, Morton S. Bunis, Steven Gary Leventhal
Hearing Site: New York, NY
| | |
| 23-00695 | 01/04/2024 | Claimant(s): Keith Medeck
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Ted M. Rosen, Neil G. Gargiulo, Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 20-01701 | 07/27/2021 | Claimant(s): Joon Rhee
Claimant Lawyers(s): Craig Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Thomas M. Madden
Hearing Site: New York, NY
| | |
| 18-03264 | 05/14/2019 | Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily A. Hayes, Michael Clements
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
| | |
| 18-01217 | 10/26/2018 | Claimant(s): Vasilios Takos
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily Hayes, Michael Clements
Arbitrator(s): Harrison Johnson
Hearing Site: New York, NY
| | |
| 17-03397 | 07/17/2018 | Claimant(s): Michael Schiavello
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily A. Hayes, Michael Clements
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
| | |
| 16-00035 | 07/03/2017 | Claimant(s): David Kalin, The David P. Kalin Roth IRA
Claimant Lawyers(s): David Neuman
Respondent(s): Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Michael Todd Clements, Michael Clements
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
|  | Expungement |
| 16-01469 | 06/15/2017 | Claimant(s): David Allen
Claimant Lawyers(s): David Arthur Allen
Respondent(s): Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard J. Stiefel, Daniel Robbins, Joan Marie Chiusano
Hearing Site: New York, NY
| | |
| 16-02935 | 06/08/2017 | Claimant(s): Mark Dryden
Claimant Lawyers(s): James Bouklas
Respondent(s): Michael Clements, Tory Duggins, Avenir Financial Group
Respondent Lawyers(s): Michael Todd Clements, Michael Clements, Tory A. Duggins
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Honolulu, HI
| | $26,727 |
