23-02774 | 09/23/2024 | Claimant(s): Andrew Tressler Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): GunnAllen Financial, Continental Broker-Dealer Corp., Trident Partners Ltd. Respondent Lawyers(s): Deborah Anne Williams, Michael Clements, Nicholas Scavone Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY
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23-01344 | 03/08/2024 | Claimant(s): Aramis Seferian Claimant Lawyers(s): Craig Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Michael Clements Arbitrator(s): Howard L. Sobel, Jason Lowe, Kathleen Kuzmen Malone Hearing Site: New York, NY
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23-00665 | 02/02/2024 | Claimant(s): Aramis Seferian Claimant Lawyers(s): Craig A. Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Michael Clements Arbitrator(s): Judith E. Gross, Morton S. Bunis, Steven Gary Leventhal Hearing Site: New York, NY
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23-00695 | 01/04/2024 | Claimant(s): Keith Medeck Claimant Lawyers(s): Craig A. Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Michael Clements Arbitrator(s): Ted M. Rosen, Neil G. Gargiulo, Arthur Neil Tolciss Hearing Site: New York, NY
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20-01701 | 07/27/2021 | Claimant(s): Joon Rhee Claimant Lawyers(s): Craig Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Michael Clements Arbitrator(s): Thomas M. Madden Hearing Site: New York, NY
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18-03264 | 05/14/2019 | Claimant(s): Michael Fasciglione Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp. Respondent Lawyers(s): Emily A. Hayes, Michael Clements Arbitrator(s): Michele S. Riley Hearing Site: New York, NY
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18-01217 | 10/26/2018 | Claimant(s): Vasilios Takos Claimant Lawyers(s): Tosh D Grebenik Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp. Respondent Lawyers(s): Emily Hayes, Michael Clements Arbitrator(s): Harrison Johnson Hearing Site: New York, NY
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17-03397 | 07/17/2018 | Claimant(s): Michael Schiavello Claimant Lawyers(s): Tosh D Grebenik Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp. Respondent Lawyers(s): Emily A. Hayes, Michael Clements Arbitrator(s): William E. Nuckel Hearing Site: New York, NY
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16-00035 | 07/03/2017 | Claimant(s): David Kalin, The David P. Kalin Roth IRA Claimant Lawyers(s): David Neuman Respondent(s): Michael Clements, Avenir Financial Group Respondent Lawyers(s): Michael Todd Clements, Michael Clements Arbitrator(s): Richard R. Logsdon Hearing Site: Tampa, FL
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16-01469 | 06/15/2017 | Claimant(s): David Allen Claimant Lawyers(s): David Arthur Allen Respondent(s): Michael Clements, Avenir Financial Group Respondent Lawyers(s): Michael Clements Arbitrator(s): Howard J. Stiefel, Daniel Robbins, Joan Marie Chiusano Hearing Site: New York, NY
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