FINRA Awards for Avenir Financial Group

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-00035	07/03/2017	Claimant(s): David Kalin, The David P. Kalin Roth IRA Claimant Lawyers(s): David Neuman Respondent(s): Michael Clements, Avenir Financial Group Respondent Lawyers(s): Michael Todd Clements, Michael Clements Arbitrator(s): Richard R. Logsdon Hearing Site: Tampa, FL		Expungement
16-01469	06/15/2017	Claimant(s): David Allen Claimant Lawyers(s): David Arthur Allen Respondent(s): Michael Clements, Avenir Financial Group Respondent Lawyers(s): Michael Clements Arbitrator(s): Howard J. Stiefel, Daniel Robbins, Joan Marie Chiusano Hearing Site: New York, NY
16-02935	06/08/2017	Claimant(s): Mark Dryden Claimant Lawyers(s): James Bouklas Respondent(s): Michael Clements, Tory Duggins, Avenir Financial Group Respondent Lawyers(s): Michael Todd Clements, Michael Clements, Tory A. Duggins Arbitrator(s): Jonathan H. Krotinger Hearing Site: Honolulu, HI		$26,727
15-02744	03/22/2017	Claimant(s): Bernard Revocable Living Trust Claimant Lawyers(s): Mary Cate Cicero Respondent(s): Cesar Rodriguez, David Allen, Michael Clements, Avenir Financial Group Respondent Lawyers(s): Cesar Rodriguez, David Allen, Michael Todd Clements, Michael Clements, CCO Arbitrator(s): Lawrence R. Commers, Michael Allen Meixner, Robert Meredith Altman-Segal Hearing Site: Minneapolis, MN		$250,180
16-00774	09/28/2016	Claimant(s): Henry Bladon Claimant Lawyers(s): Henry Bladon Respondent(s): Avenir Financial Group Respondent Lawyers(s): Michael Clements Arbitrator(s): Amy Banet Hearing Site: New York, NY		$33,266