| 22-00169 | 10/24/2022 | Claimant(s): David Gray
Claimant Lawyers(s): Courtney Werning
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Richard R. Logsdon, Meeta Alberta Bass, Karen Santiago
Hearing Site: Jacksonville, FL
|  | Dismissed by Rule 12206 |
| 20-02835 | 05/07/2021 | Claimant(s): Mark Picchi
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
| | |
| 19-03233 | 06/30/2020 | Claimant(s): Anne Elferdink
Claimant Lawyers(s): Steven E. Martin
Respondent(s): Edward Jones, James Koinis
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): John P. Cullem, Richard R. Logsdon, Kenneth R. Starr
Hearing Site: Tampa, FL
| | Expungement |
| 17-01926 | 06/19/2020 | Claimant(s): Conchita Blondet, Lillian Blondet, Ricardo Blondet, Estate (Sucesion) of Juan H. Blondet
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Bernard A. Becker, Richard R. Logsdon, Kimberly A. Gilmour
Hearing Site: San Juan, PR
| | Settlement |
| 18-02752 | 04/25/2019 | Claimant(s): Byron Holz
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): American General Securities Incorporated
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
| | |
| 18-00923 | 09/17/2018 | Claimant(s): Michael Halloran
Claimant Lawyers(s): Michael P. Tomlinson
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Richard R. Logsdon
Hearing Site: Jacksonville, FL
| | |
| 17-03367 | 08/01/2018 | Claimant(s): Eric Harris
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Eunice Jordan
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
| | |
| 18-00498 | 06/14/2018 | Claimant(s): Dale Spring
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Lon Faccini, Cape Securities Inc.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Richard R. Logsdon
Hearing Site: Jacksonville, FL
| | $0 |
| 17-01866 | 01/29/2018 | Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Richard R. Logsdon, Gerald Thomas Harper, Joseph Albert Sharpe
Hearing Site: Jacksonville, FL
| | |
| 16-00035 | 07/03/2017 | Claimant(s): David Kalin, The David P. Kalin Roth IRA
Claimant Lawyers(s): David Neuman
Respondent(s): Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Michael Todd Clements, Michael Clements
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
| | Expungement |
