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FINRA Awards for David Gray

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0016910/24/2022Claimant(s): David Gray
Claimant Lawyers(s): Courtney Werning
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Richard R. Logsdon, Meeta Alberta Bass, Karen Santiago
Hearing Site: Jacksonville, FL
Checkmark IconDismissed by Rule 12206
16-0293303/29/2018Claimant(s): Nicolette Billings, Estate of Rosemary Seheult
Claimant Lawyers(s): Gregory A. Friedman
Respondent(s): David Gray, Morgan Stanley, Citigroup Global Markets., Gregg Stupinski
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Steven Gerard Goerke, Elena G. Rodriguez, Barry David Thorpe
Hearing Site: Miami, FL
Checkmark Icon$0

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