Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
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16-02933 | 03/29/2018 | Claimant(s): Nicolette Billings, Estate of Rosemary Seheult Claimant Lawyers(s): Gregory A. Friedman Respondent(s): David Gray, Morgan Stanley, Citigroup Global Markets., Gregg Stupinski Respondent Lawyers(s): Adam Kauff Arbitrator(s): Steven Gerard Goerke, Elena G. Rodriguez, Barry David Thorpe Hearing Site: Miami, FL | $0 | |
14-01797 | 06/14/2017 | Claimant(s): Fulcrum Advisory Services, Fulcrum Securities Claimant Lawyers(s): Gregory A. Friedman, Michelle L. Carey Respondent(s): Brian Bloxom, Donald Megliola, Lindsay Snyder, Meredith Hazen, Michael Kissinger, Cambridge Investment Research., Sunrise Wealth Partners Respondent Lawyers(s): John P. Connolly, Miles Jarrad Wright, Pat S. Conti, Robert C. Nagle Arbitrator(s): Mary E. Woytek, Susan A. Mathews, Leslie Trager Hearing Site: Washington, DC |