Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00039 | 06/19/2018 | Claimant(s): Estate of Marion M. Young, Estate of Seymour R. Young, The Young Family Trust Claimant Lawyers(s): Ford C. Ladd Respondent(s): Christopher Cunningham, Wells Fargo Advisors, Fulcrum Securities Respondent Lawyers(s): Andrew R. Park, Christopher Matthew Cunningham, William P. Behrens Arbitrator(s): David Paul Clark, Carl William Noller, Patricia H. Latham Hearing Site: Washington, DC |  | $127,000 |
| 14-01797 | 06/14/2017 | Claimant(s): Fulcrum Advisory Services, Fulcrum Securities Claimant Lawyers(s): Gregory A. Friedman, Michelle L. Carey Respondent(s): Brian Bloxom, Donald Megliola, Lindsay Snyder, Meredith Hazen, Michael Kissinger, Cambridge Investment Research., Sunrise Wealth Partners Respondent Lawyers(s): John P. Connolly, Miles Jarrad Wright, Pat S. Conti, Robert C. Nagle Arbitrator(s): Mary E. Woytek, Susan A. Mathews, Leslie Trager Hearing Site: Washington, DC |