| 22-00177 | 06/01/2023 | Claimant(s): Mark Bird
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): Hugh Dunn, Michael Halkitis, The Rockwell Financial Group.
Respondent Lawyers(s): Jon-Jorge Aras
Arbitrator(s): Nicholas John Taldone, Meeta Alberta Bass, Sherell Edwards
Hearing Site: Jacksonville, FL
|  | $84,693 |
| 22-00169 | 10/24/2022 | Claimant(s): David Gray
Claimant Lawyers(s): Courtney Werning
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Richard R. Logsdon, Meeta Alberta Bass, Karen Santiago
Hearing Site: Jacksonville, FL
| | Dismissed by Rule 12206 |
| 19-02079 | 11/30/2021 | Claimant(s): Joe King, Lynn Faust, Michael Faust
Claimant Lawyers(s): Debra A. Jenks, Marc S. Dobin
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Louis F. Mendez
Arbitrator(s): Suzanne E. Reynolds-Brady, Cindy L. Anderson, Meeta Alberta Bass
Hearing Site: Tampa, FL
| | |
| 17-03274 | 04/03/2019 | Claimant(s): SEP FBO Jon L. Shebel, Jon L. Shebel & Susan A. Shebel
Claimant Lawyers(s): Charles Carlson
Respondent(s): Barret Schultz, David McNally, Marshall Cassedy, McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Karl A. Vogeler, David A. Constantino, Meeta Alberta Bass
Hearing Site: Jacksonville, FL
| | Expungement |
