FINRA Awards for McNally Financial Services Corporation

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02735	08/21/2024	Claimant(s): Mark Kemp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): McNally Financial Services Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
22-00728	09/12/2023	Claimant(s): Robert Cappiello Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): McNally Financial Services Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Jacqueline R. Fox, Sherry R. Wetsch, Allan R. Lazor Hearing Site: Houston, TX		Expungement
21-01067	03/15/2023	Claimant(s): Christopher Hamby Claimant Lawyers(s): Robert H Rex Respondent(s): McNally Financial Services Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Brian James Tagtmeier, June Ann Mann, Phyllis Ann Diamond Hearing Site: Houston, TX		Expungement
22-02143	02/02/2023	Claimant(s): McNally Financial Services Corporation Claimant Lawyers(s): David D. McNally Respondent(s): Lawrence Goldstein Respondent Lawyers(s): Frank C. Gilmore Arbitrator(s): Paul H. Lamboley Hearing Site: Reno, NV
19-00603	12/30/2021	Claimant(s): Philip Sims, Philip D. Sims IRA Claimant Lawyers(s): Robert H. Rex Respondent(s): McNally Financial Services Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Thomas A. Martin, Jack Chapline Vaughan, Camille Morris Tankersley Hearing Site: Houston, TX		Expungement
17-03274	04/03/2019	Claimant(s): SEP FBO Jon L. Shebel, Jon L. Shebel & Susan A. Shebel Claimant Lawyers(s): Charles Carlson Respondent(s): Barret Schultz, David McNally, Marshall Cassedy, McNally Financial Services Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Karl A. Vogeler, David A. Constantino, Meeta Alberta Bass Hearing Site: Jacksonville, FL		Expungement