Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00335 | 05/14/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Eric Litow Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Ronald Harris Kisner Hearing Site: New York, NY | ||
| 18-03064 | 02/27/2019 | Claimant(s): Riad Shanawany Claimant Lawyers(s): Eric Litow Respondent(s): Windsor Street Capital Respondent Lawyers(s): John W. Stalanski Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL | ||
| 18-00405 | 12/04/2018 | Claimant(s): Sonny Gulati Claimant Lawyers(s): Eric Litow Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 18-00245 | 11/09/2018 | Claimant(s): Robert Harwood Claimant Lawyers(s): Eric Litow Respondent(s): Trustmont Financial Group. Respondent Lawyers(s): Anthony C. Hladek Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 18-00129 | 10/17/2018 | Claimant(s): Sandra Wang Claimant Lawyers(s): Eric Litow Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA | ||
| 18-00029 | 09/14/2018 | Claimant(s): Charles LaRocco Claimant Lawyers(s): Eric Litow Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Daniela Paez Arbitrator(s): Michael J. Meeusen Hearing Site: Buffalo, NY | ||
| 17-03499 | 09/10/2018 | Claimant(s): Kevin Nast Claimant Lawyers(s): Eric Litow Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Adam M. Wenner Arbitrator(s): Timothy J. Currier Hearing Site: Detroit, MI | ||
| 18-00799 | 09/08/2018 | Claimant(s): David Brown Claimant Lawyers(s): Eric Litow Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | ||
| 18-00289 | 09/05/2018 | Claimant(s): Andrew Brief Claimant Lawyers(s): Eric Litow Respondent(s): Kestra Investment Services Respondent Lawyers(s): Michael Pedlow Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 18-00290 | 08/14/2018 | Claimant(s): Kenneth Hill Claimant Lawyers(s): Eric Litow Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Leonard E. Benade Hearing Site: Raleigh, NC |