18-02782 | 11/25/2019 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co., UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh, Nicholas Y. Lin Arbitrator(s): George Herman Frisch Hearing Site: Los Angeles, CA
| | |
19-00163 | 10/17/2019 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA
| | |
18-03660 | 10/11/2019 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co., UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh, Nicholas Y. Lin Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA
| | |
19-00272 | 10/03/2019 | Claimant(s): Lee Henderson Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA
| | |
17-03494 | 08/20/2019 | Claimant(s): Suzanne Takowsky, Suzanne Takowsky Rev Trust DTD 5/20/14 Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Barbara M. Zak, Pamela Jane Koslow, Erin Person Hearing Site: Los Angeles, CA
| | $300 |
18-04412 | 07/24/2019 | Claimant(s): Kathleen Hobart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Paul R. Meyer Hearing Site: Seattle, WA
| | |
18-04326 | 07/22/2019 | Claimant(s): Denise Leong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA
| | |
18-01177 | 04/03/2019 | Claimant(s): Pamela Palmer Claimant Lawyers(s): Steven Winick Respondent(s): Morgan Stanley, Morgan Stanley & Co., Mary Suhr Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Isidoro Berkman, William Michael Samsel, Steven Akiba Swernofsky Hearing Site: San Francisco, CA
| | $127,000 |
15-03238 | 12/13/2018 | Claimant(s): David Caidar, David Caidar Trust Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Elliott D. Finkel, Constance Ellen Boukidis, Thomas R. Watkins Hearing Site: Los Angeles, CA
| | $32,710 |
18-00129 | 10/17/2018 | Claimant(s): Sandra Wang Claimant Lawyers(s): Eric Litow Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA
| | |