Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02856 | 06/05/2024 | Claimant(s): Gary Borowiec Claimant Lawyers(s): Alex Padla Respondent(s): 1717 Capital Management Company Respondent Lawyers(s): Daniela Paez Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ | ||
| 23-02559 | 05/21/2024 | Claimant(s): Thomas Rapp Claimant Lawyers(s): Brian Luther Respondent(s): 1717 Capital Management Company Respondent Lawyers(s): Daniela Paez Arbitrator(s): Serge Krimnus Hearing Site: Jersey City, NJ | ||
| 23-03002 | 05/08/2024 | Claimant(s): Francis Lojewski Claimant Lawyers(s): James P. Galvin Respondent(s): Nationwide Securities Respondent Lawyers(s): Daniela Paez Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 23-03040 | 04/18/2024 | Claimant(s): Michael Depasquale Claimant Lawyers(s): James P. Galvin Respondent(s): M Holdings Securities., Nationwide Securities Respondent Lawyers(s): Daniela Paez, Jason D. Christian Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 19-01888 | 05/18/2021 | Claimant(s): Amy Toliver, Cynthia Toliver, Janet Narduzzi Claimant Lawyers(s): Stephen C. Mouritsen Respondent(s): John Arnold, AXA Advisors Respondent Lawyers(s): Daniela Paez, Nancy L. Hendrickson Arbitrator(s): Jay H. Feldstein, David S. Eisenberg, Kenneth L. Mann Hearing Site: Phoenix, AZ |  | Expungement |
| 18-04391 | 12/03/2019 | Claimant(s): Bryan Weber Claimant Lawyers(s): Harris Freedman Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Daniela Paez Arbitrator(s): Susan L. Walker Hearing Site: Cleveland, OH | ||
| 18-00611 | 01/22/2019 | Claimant(s): Sharon Schraegle Claimant Lawyers(s): Benjamin Segel Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Daniela Paez Arbitrator(s): Daniel G. Zeiser Hearing Site: Cleveland, OH | | $17,452 |
| 18-00029 | 09/14/2018 | Claimant(s): Charles LaRocco Claimant Lawyers(s): Eric Litow Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Daniela Paez Arbitrator(s): Michael J. Meeusen Hearing Site: Buffalo, NY |