19-03125 | 03/10/2020 | Claimant(s): Anthony Atrasz Claimant Lawyers(s): Erica Harris Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leslie S. Blickenstaff Arbitrator(s): Daniel G. Zeiser Hearing Site: Cleveland, OH
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19-01304 | 11/18/2019 | Claimant(s): Elizabeth Katen, Philip Katen, Ryan Katen, Timothy Katen Claimant Lawyers(s): Robert H. Rex Respondent(s): The Tidal Group. Respondent Lawyers(s): Greg Weselka Arbitrator(s): Gregory P. Szuter, Daniel G. Zeiser, Kathleen P. Helbig-Hannan Hearing Site: Cleveland, OH
| | Dismissed by Rule 12206/12504 |
18-00611 | 01/22/2019 | Claimant(s): Sharon Schraegle Claimant Lawyers(s): Benjamin Segel Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Daniela Paez Arbitrator(s): Daniel G. Zeiser Hearing Site: Cleveland, OH
| | $17,452 |
13-02870 | 04/24/2015 | Claimant(s): Ignacio Covarrubias Claimant Lawyers(s): Ignacio Covarrubias Respondent(s): PNC Investments Respondent Lawyers(s): Gary Lieberman Arbitrator(s): Gregory P. Szuter, Daniel G. Zeiser, Harvey Michael Rosenberg Hearing Site: Cleveland, OH
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14-00298 | 02/20/2015 | Claimant(s): Donna Hinschliff, George Hinchcliff Claimant Lawyers(s): Sara E. Hanley Respondent(s): Herman Kahn, NFP Securities. Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Daniel G. Zeiser, Marvin Richard Dunlap, Rosemary Christina Crawford Hearing Site: Pittsburgh, PA
| | Expungement |
14-01022 | 02/13/2015 | Claimant(s): Cynthia Pugliano Claimant Lawyers(s): Benjamin B. Segel Respondent(s): Securities America. Respondent Lawyers(s): Denis C. Dice Arbitrator(s): Daniel G. Zeiser Hearing Site: Cleveland, OH
| | $50,600 |
12-03460 | 04/24/2014 | Claimant(s): Wilma C. Lilley Trust Claimant Lawyers(s): Charles T. Riehl Respondent(s): Lewis Lilley, Raymond James Financial Services., Timothy Herling, Creative Wealth Management Respondent Lawyers(s): Kelli Hartsook, Patrick Dichiro, The Company President Arbitrator(s): Daniel G. Zeiser Hearing Site: Cleveland, OH
| | Expungement |
12-01965 | 08/14/2013 | Claimant(s): The Estate of James W. Hassman, Deceased Claimant Lawyers(s): Robert A. Klingler Respondent(s): Daryl Demo, UBS Financial Services Inc. Respondent Lawyers(s): Aaron A. VanderLaan, Mark D. Knoll Arbitrator(s): Carol M. Stoner, Stephen P. Calardo, Daniel G. Zeiser Hearing Site: Cincinnati, OH
| | $0 |
11-00188 | 04/05/2012 | Claimant(s): Daniel Kliner, Eileen Kliner, Kliner Holstein Dairy Farm., Daniel L. Kliner and Eileen A. Kliner Re Claimant Lawyers(s): J. Douglas Drushal Respondent(s): David Stieber, Donald Graham Respondent Lawyers(s): Thomas R. Schuck Arbitrator(s): Daniel G. Zeiser, Gary B. Deutsch, Kathleen Maher Zouhary Hearing Site: Cleveland, OH
| | $197,246 |
10-04827 | 05/26/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Kate S. Arduini Respondent(s): Matthew Burnham Respondent Lawyers(s): Matthew J Burnham Arbitrator(s): Daniel G. Zeiser Hearing Site: Cleveland, OH
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