| 14-02287 | 08/21/2015 | Claimant(s): Charles Prine, TTEE
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John G. Manley, Maria Aguilar Icaza, James L. Warren
Hearing Site: Jackson, MS
|  | $0 |
| 14-03667 | 08/11/2015 | Claimant(s): Joseph Horn
Claimant Lawyers(s): Joseph Horn
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $0 |
| 14-01083 | 05/21/2015 | Claimant(s): Ray Long, Sharon Long
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia, Kelli Hartsook
Arbitrator(s): Stuart D. Summers, Tim V. Young, William Peter Kealey
Hearing Site: Indianapolis, IN
| | Expungement |
| 14-03120 | 04/21/2015 | Claimant(s): Matthew Lowe, Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): William E. Hartsfield, Daniel A. Kile, Stephen Ronald Crissey
Hearing Site: Dallas, TX
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| 13-03650 | 03/31/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Tiffany Peacock-Asakawa
Respondent Lawyers(s): Tiffany Danielle Peacock-Asakawa
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
| | |
| 14-00673 | 03/18/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Barry Dekreek
Respondent Lawyers(s): Barry Jay Dekreek
Arbitrator(s): John N. Breazeale, Karla Y. Vogel, Harvey R. Linder
Hearing Site: Atlanta, GA
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| 14-00675 | 02/10/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Noel Howe
Respondent Lawyers(s): Noel Alphonso Howe
Arbitrator(s): Susanne J. Hollander
Hearing Site: Orlando, FL
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| 14-01778 | 01/15/2015 | Claimant(s): Thomas Barnett
Claimant Lawyers(s): Thomas F. Barnett
Respondent(s): Morgan Keegan & Company., Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): D. Bruce Shine
Hearing Site: Memphis, TN
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| 14-00677 | 09/18/2014 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
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| 12-01787 | 07/22/2014 | Claimant(s): April Ylvisaker
Claimant Lawyers(s): Gary Menzer
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Valerie Ann Roche, June Y. Kilmarx, William Norton
Hearing Site: Augusta, ME
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