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FINRA Awards for Stephen Ronald Crissey

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0039210/05/2015Claimant(s): Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Ann Blaess Kimball, Stephen Ronald Crissey, Eric Ross Cromartie
Hearing Site: Dallas, TX
14-0312004/21/2015Claimant(s): Matthew Lowe, Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): William E. Hartsfield, Daniel A. Kile, Stephen Ronald Crissey
Hearing Site: Dallas, TX
09-0488410/14/2010Claimant(s): Chester Zoeller
Claimant Lawyers(s): James P. McCrocklin
Respondent(s): Richard Mitchell, Sterne, Agee & Leach.
Respondent Lawyers(s): Stephen L. Poer
Arbitrator(s): R. Van Young, Robert M. Bath, Stephen Ronald Crissey
Hearing Site: Louisville, KY
Checkmark Icon$0
08-0486305/07/2010Claimant(s): Gerald Adkins, Gerald Adkins Irrevocable Trust
Claimant Lawyers(s): Kenneth A. Bohnert
Respondent(s): Morgan Keegan & Company., Robert Elliott
Respondent Lawyers(s): Patrice R. Walker
Arbitrator(s): Sharon R. Merriman, Robert Laurence Astorino, Stephen Ronald Crissey
Hearing Site: Louisville, KY
Checkmark Icon$0

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