Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-04884 | 10/14/2010 | Claimant(s): Chester Zoeller Claimant Lawyers(s): James P. McCrocklin Respondent(s): Richard Mitchell, Sterne, Agee & Leach. Respondent Lawyers(s): Stephen L. Poer Arbitrator(s): R. Van Young, Robert M. Bath, Stephen Ronald Crissey Hearing Site: Louisville, KY |  | $0 |
| 08-01764 | 02/05/2010 | Claimant(s): Kenneth A. Schwieterman Claimant Lawyers(s): Rebecca C. Davis Respondent(s): Charles Schwab & Co.., Thompson Investment Advisors. Respondent Lawyers(s): Matthew F. Coogle, Philip A. McLeod Arbitrator(s): Frederick W. Snyder, R. Van Young, Billy G. Hopkins Hearing Site: Louisville, KY | | $0 |
| 09-00965 | 11/23/2009 | Claimant(s): City Securities Corporation Claimant Lawyers(s): John T.L. Koening Respondent(s): Brian Osner, Ameriprise Financial Services. Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): R. Van Young, Raymond M. Kirtley, Eugene G. Ziobron Hearing Site: Indianapolis, IN |